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SEC, CFTC ding 12 firms for recordkeeping violations – dissenting voices get louder
The fines totalled over $115m – with one firm dodging the bullet but still finding sympathy from two dissenting commissioners.
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Is TD Bank's massive fine yet another Band-Aid on a broken AML system?
Failure to prevent being used as a conduit for laundering money – despite its investment in AML technology – could see the bank fined $4 billion.
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Can we regulate our way to an AI we can trust?
Regulation could be the means to assuage worries about where AI could take us – but how we regulate is still the cause of much debate.
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TD Bank anticipates $2.6 billion hit for lax AML controls
The potential size of the fine means that the bank will partially offset it by sale of Schwab shares.
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Canadian Privacy Commissioner to investigate Ticketmaster breach
Ticketmaster Canada holds personal information on millions of Canadians.
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Racing to regulate carbon removals
How the US, EU, UK and Japan are looking to fund innovation, make new policies and set regulation to improve the quality of carbon markets.
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Could the Ashley Madison data breach happen today?
The mass data breach of the infamous Ashley Madison website offers insight into data privacy and cybersecurity.
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EU considers T+1 settlement cycle to align with US and other countries
Speech by Verena Ross on the EU transitioning to a faster securities settlement cycle.